Hillary
GOODRIDGE & others [FN1] vs. DEPARTMENT OF PUBLIC HEALTH &
another.
[FN2]
SJC-08860
March 4, 2003.
- November 18, 2003.
Present:
Marshall, C.J., Greaney, Ireland, Spina, Cowin, Sosman, & Cordy,
JJ.
License. Marriage. Statute, Construction.
Constitutional Law, Police power, Equal protection of laws. Due
Process of Law, Marriage. Words, "Marriage."
Civil action commenced in the Superior Court Department on
April 11, 2001.
The case was heard by
Thomas E. Connolly, J., on motions for summary
judgment.
The Supreme Judicial Court
granted an application for direct appellate review.
Mary Lisa Bonauto (Gary D. Buseck with her) for
Hillary Goodridge.
Judith S. Yogman,
Assistant Attorney General, for Department of Public Health.
The following submitted briefs for amici
curiae:
Joseph P.J. Vrabel, Mark D.
Mason, & Martin W. Healy for Massachusetts Bar
Association.
Leslie Cooper & James
D. Esseks, of New York, Jon W. Davidson & Shannon Minter, of
California, Elliot M. Mincberg & Judith E. Schaeffer, of the District
of Columbia, & John Reinstein, Sarah R. Wunsch, Paul Holtzman, & Hugh
Dun Rappaport for Urban League of Eastern Massachusetts &
others.
Paul Benjamin Linton, of
Illinois, & Thomas M. Harvey for Robert J. Araujo &
others.
Dwight G. Duncan for
Massachusetts Family Institute, Inc., & others.
Glen Lavy, of Arizona, Stephen W. Reed, of
California, & Bertin C. Emmons for National Association for Research
and Therapy of Homosexuality, Inc., & others.
Robert W. Ash & Vincent P. McCarthy, of Connecticut,
& Philip E. Cleary for The Common Good Foundation &
others.
Don Stenberg, Attorney
General of Nebraska, Mark L. Shurtleff, Attorney General of Utah,
Brent A. Burnett, Assistant Attorney General of Utah, & Mark
Barnett, Attorney General of South Dakota, for the State of Utah &
others.
Chester Darling & Michael
Williams for Massachusetts Citizens Alliance &
another.
Daniel Avila for The
Catholic Action League of Massachusetts.
Joshua K. Baker, of California, & Robert G.
Caprera for José Martín de Agar & others.
Wendy J. Herdlein, of California, & James R.
Knudsen for the Honorable Philip Travis & others.
Steven W. Fitschen, of Virginia, for The National Legal
Foundation.
Jeffrey A. Shafer &
David R. Langdon, of Ohio, William C. Duncan, of Utah, & Wendy
J. Herdlein, of California, for Marriage Law Project.
Lisa Rae, Kenneth Elmore, Arthur Berney, & Josephine
Ross for The Religious Coalition for the Freedom to Marry &
others.
Ann DiMaria for The Ethics
& Religious Liberty Commission & others.
Anthony Mirenda, Vickie L. Henry, Lucy Fowler, John M.
Granberry, Rachel N. Lessem, & Gabriel M. Helmer for Robert F. Williams
& others.
Kenneth J. Parsigian
for Peter W. Bardaglio & others. David Cruz, of New York, John
Taylor Williams, Carol V. Rose, Debra Squires-Lee, Christopher Morrison, &
Marni Goldstein Caputo for William E. Adams &
others.
Martin J. Newhouse &
Katharine Bolland for Coalition gaie et lesbienne du Québec &
others.
Joseph Ureneck, pro
se.
Teresa S. Collett, of Texas,
& Luke Stanton for Free Market Foundation.
Peter F. Zupcofska, L. Tracee Whitley, Heidi A. Nadel, &
Corin R. Swift for Boston Bar Association & another.
Mary Jo Johnson, Jonathan A. Shapiro, & Amy L. Nash
for The Massachusetts Psychiatric Society & others.
Tony R. Maida, Nina Joan Kimball, & Justine H.
Brousseau for Libby Adler & others.
Daryl J. Lapp, Kevin D. Batt, & Katharine Silbaugh
for Monroe Inker & another.
David
Zwiebel, Mordechai Biser, & Nathan J. Diament, of New York, &
Abba Cohen, of the District of Columbia, for Agudath Israel of America &
others.
MARSHALL, C.J.
Marriage is a vital social institution. The exclusive
commitment of two individuals to each other nurtures love and mutual support; it
brings stability to our society. For those who choose to marry, and for their
children, marriage provides an abundance of legal, financial, and social
benefits. In return it imposes weighty legal, financial, and social obligations.
The question before us is whether, consistent with the Massachusetts
Constitution, the Commonwealth may deny the protections, benefits, and
obligations conferred by civil marriage to two individuals of the same sex who
wish to marry. We conclude that it may not. The Massachusetts Constitution
affirms the dignity and equality of all individuals. It forbids the creation of
second-class citizens. In reaching our conclusion we have given full deference
to the arguments made by the Commonwealth. But it has failed to identify any
constitutionally adequate reason for denying civil marriage to same-sex
couples.
We are mindful that our decision
marks a change in the history of our marriage law. Many people hold deep-seated
religious, moral, and ethical convictions that marriage should be limited to the
union of one man and one woman, and that homosexual conduct is immoral. Many
hold equally strong religious, moral, and ethical convictions that same-sex
couples are entitled to be married, and that homosexual persons should be
treated no differently than their heterosexual neighbors. Neither view answers
the question before us. Our concern is with the Massachusetts Constitution as a
charter of governance for every person properly within its reach. "Our
obligation is to define the liberty of all, not to mandate our own moral code."
Lawrence v. Texas, 123 S.Ct. 2472, 2480 (2003) (Lawrence ),
quoting Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S.
833, 850 (1992).
Whether the Commonwealth
may use its formidable regulatory authority to bar same-sex couples from civil
marriage is a question not previously addressed by a Massachusetts appellate
court. [FN3] It is a question the United States Supreme Court left open as a
matter of Federal law in Lawrence, supra at 2484, where it was not an
issue. There, the Court affirmed that the core concept of common human dignity
protected by the Fourteenth Amendment to the United States Constitution
precludes government intrusion into the deeply personal realms of consensual
adult expressions of intimacy and one's choice of an intimate partner. The Court
also reaffirmed the central role that decisions whether to marry or have
children bear in shaping one's identity. Id. at 2481. The Massachusetts
Constitution is, if anything, more protective of individual liberty and equality
than the Federal Constitution; it may demand broader protection for fundamental
rights; and it is less tolerant of government intrusion into the protected
spheres of private life.
Barred access to
the protections, benefits, and obligations of civil marriage, a person who
enters into an intimate, exclusive union with another of the same sex is
arbitrarily deprived of membership in one of our community's most rewarding and
cherished institutions. That exclusion is incompatible with the constitutional
principles of respect for individual autonomy and equality under
law.
I
The
plaintiffs are fourteen individuals from five Massachusetts counties. As of
April 11, 2001, the date they filed their complaint, the plaintiffs Gloria
Bailey, sixty years old, and Linda Davies, fifty-five years old, had been in a
committed relationship for thirty years; the plaintiffs Maureen Brodoff,
forty-nine years old, and Ellen Wade, fifty-two years old, had been in a
committed relationship for twenty years and lived with their twelve year old
daughter; the plaintiffs Hillary Goodridge, forty-four years old, and Julie
Goodridge, forty-three years old, had been in a committed relationship for
thirteen years and lived with their five year old daughter; the plaintiffs Gary
Chalmers, thirty-five years old, and Richard Linnell, thirty-seven years old,
had been in a committed relationship for thirteen years and lived with their
eight year old daughter and Richard's mother; the plaintiffs Heidi Norton,
thirty-six years old, and Gina Smith, thirty-six years old, had been in a
committed relationship for eleven years and lived with their two sons, ages five
years and one year; the plaintiffs Michael Horgan, forty-one years old, and
David Balmelli, forty-one years old, had been in a committed relationship for
seven years; and the plaintiffs David Wilson, fifty-seven years old, and Robert
Compton, fifty-one years old, had been in a committed relationship for four
years and had cared for David's mother in their home after a serious illness
until she died.
The plaintiffs include
business executives, lawyers, an investment banker, educators, therapists, and a
computer engineer. Many are active in church, community, and school groups. They
have employed such legal means as are available to them--for example, joint
adoption, powers of attorney, and joint ownership of real property--to secure
aspects of their relationships. Each plaintiff attests a desire to marry his or
her partner in order to affirm publicly their commitment to each other and to
secure the legal protections and benefits afforded to married couples and their
children.
The Department of Public Health
(department) is charged by statute with safeguarding public health. See G.L. c.
17. Among its responsibilities, the department oversees the registry of vital
records and statistics (registry), which "enforce[s] all laws" relative to the
issuance of marriage licenses and the keeping of marriage records, see G.L. c.
17, § 4, and which promulgates policies and procedures for the issuance of
marriage licenses by city and town clerks and registers. See, e.g., G.L. c. 207,
§§ 20, 28A, and 37. The registry is headed by a registrar of vital records and
statistics (registrar), appointed by the Commissioner of Public Health
(commissioner) with the approval of the public health council and supervised by
the commissioner. See G.L. c. 17, § 4.
In
March and April, 2001, each of the plaintiff couples attempted to obtain a
marriage license from a city or town clerk's office. As required under G.L. c.
207, they completed notices of intention to marry on forms provided by the
registry, see G.L. c. 207, § 20, and presented these forms to a Massachusetts
town or city clerk, together with the required health forms and marriage license
fees. See G.L. c. 207, § 19. In each case, the clerk either refused to accept
the notice of intention to marry or denied a marriage license to the couple on
the ground that Massachusetts does not recognize same- sex marriage. [FN4],
[FN5] Because obtaining a marriage license is a necessary prerequisite to civil
marriage in Massachusetts, denying marriage licenses to the plaintiffs was
tantamount to denying them access to civil marriage itself, with its appurtenant
social and legal protections, benefits, and obligations.
[FN6]
On April 11, 2001, the plaintiffs
filed suit in the Superior Court against the department and the commissioner
seeking a judgment that "the exclusion of the [p]laintiff couples and other
qualified same-sex couples from access to marriage licenses, and the legal and
social status of civil marriage, as well as the protections, benefits and
obligations of marriage, violates Massachusetts law." See G.L. c. 231A. The
plaintiffs alleged violation of the laws of the Commonwealth, including but not
limited to their rights under arts. 1, 6, 7, 10, 12, and 16, and Part II, c. 1,
§ 1, art. 4, of the Massachusetts Constitution. [FN7], [FN8]
The department, represented by the Attorney General, admitted
to a policy and practice of denying marriage licenses to same-sex couples. It
denied that its actions violated any law or that the plaintiffs were entitled to
relief. The parties filed cross motions for summary
judgment.
A Superior Court judge ruled for
the department. In a memorandum of decision and order dated May 7, 2002, he
dismissed the plaintiffs' claim that the marriage statutes should be construed
to permit marriage between persons of the same sex, holding that the plain
wording of G.L. c. 207, as well as the wording of other marriage statutes,
precluded that interpretation. Turning to the constitutional claims, he held
that the marriage exclusion does not offend the liberty, freedom, equality, or
due process provisions of the Massachusetts Constitution, and that the
Massachusetts Declaration of Rights does not guarantee "the fundamental right to
marry a person of the same sex." He concluded that prohibiting same-sex marriage
rationally furthers the Legislature's legitimate interest in safeguarding the
"primary purpose" of marriage, "procreation." The Legislature may rationally
limit marriage to opposite-sex couples, he concluded, because those couples are
"theoretically ... capable of procreation," they do not rely on "inherently more
cumbersome" noncoital means of reproduction, and they are more likely than
same-sex couples to have children, or more children.
After the complaint was dismissed and summary judgment entered
for the defendants, the plaintiffs appealed. Both parties requested direct
appellate review, which we granted.
II
Although the plaintiffs refer in passing to "the marriage
statutes," they focus, quite properly, on G.L. c. 207, the marriage licensing
statute, which controls entry into civil marriage. As a preliminary matter, we
summarize the provisions of that law.
General Laws c. 207 is both a gatekeeping and a public records
statute. It sets minimum qualifications for obtaining a marriage license and
directs city and town clerks, the registrar, and the department to keep and
maintain certain "vital records" of civil marriages. The gatekeeping provisions
of G.L. c. 207 are minimal. They forbid marriage of individuals within certain
degrees of consanguinity, §§ 1 and 2, and polygamous marriages. See G.L. c. 207,
§ 4. See also G.L. c. 207, § 8 (marriages solemnized in violation of §§ 1, 2,
and 4, are void ab initio). They prohibit marriage if one of the parties has
communicable syphilis, see G.L. c. 207, § 28A, and restrict the circumstances in
which a person under eighteen years of age may marry. See G.L. c. 207, §§ 7, 25,
and 27. The statute requires that civil marriage be solemnized only by those so
authorized. See G.L. c. 207, §§ 38-40.
The
record-keeping provisions of G.L. c. 207 are more extensive. Marriage applicants
file standard information forms and a medical certificate in any Massachusetts
city or town clerk's office and tender a filing fee. G.L. c. 207, §§ 19-20, 28A.
The clerk issues the marriage license, and when the marriage is solemnized, the
individual authorized to solemnize the marriage adds additional information to
the form and returns it (or a copy) to the clerk's office. G.L. c. 207, §§ 28,
30, 38-40 (this completed form is commonly known as the "marriage certificate").
The clerk sends a copy of the information to the registrar, and that information
becomes a public record. See G.L. c. 17, § 4; G.L. c. 66, § 10. [FN9],
[FN10]
In short, for all the joy and
solemnity that normally attend a marriage, G.L. c. 207, governing entrance to
marriage, is a licensing law. The plaintiffs argue that because nothing in that
licensing law specifically prohibits marriages between persons of the same sex,
we may interpret the statute to permit "qualified same sex couples" to obtain
marriage licenses, thereby avoiding the question whether the law is
constitutional. See School Comm. of Greenfield v. Greenfield Educ. Ass'n,
385 Mass. 70, 79 (1982), and cases cited. This claim lacks
merit.
We interpret statutes to carry out
the Legislature's intent, determined by the words of a statute interpreted
according to "the ordinary and approved usage of the language." Hanlon v.
Rollins, 286 Mass. 444, 447 (1934). The everyday meaning of "marriage" is
"[t]he legal union of a man and woman as husband and wife," Black's Law
Dictionary 986 (7th ed.1999), and the plaintiffs do not argue that the term
"marriage" has ever had a different meaning under Massachusetts law. See, e.g.,
Milford v. Worcester, 7 Mass. 48, 52 (1810) (marriage "is an engagement,
by which a single man and a single woman, of sufficient discretion, take each
other for husband and wife"). This definition of marriage, as both the
department and the Superior Court judge point out, derives from the common law.
See Commonwealth v. Knowlton, 2 Mass. 530, 535 (1807) (Massachusetts
common law derives from English common law except as otherwise altered by
Massachusetts statutes and Constitution). See also Commonwealth v. Lane,
113 Mass. 458, 462-463 (1873) ("when the statutes are silent, questions of the
validity of marriages are to be determined by the jus gentium, the common law of
nations"); C.P. Kindregan, Jr., & M.L. Inker, Family Law and Practice § 1.2
(3d ed.2002). Far from being ambiguous, the undefined word "marriage," as used
in G.L. c. 207, confirms the General Court's intent to hew to the term's
common-law and quotidian meaning concerning the genders of the marriage
partners.
The intended scope of G.L. c. 207
is also evident in its consanguinity provisions. See Chandler v. County
Comm'rs of Nantucket County, 437 Mass. 430, 435 (2002) (statute's various
provisions may offer insight into legislative intent). Sections 1 and 2 of G.L.
c. 207 prohibit marriages between a man and certain female relatives and a woman
and certain male relatives, but are silent as to the consanguinity of male-male
or female-female marriage applicants. See G.L. c. 207, §§ 1-2. The only
reasonable explanation is that the Legislature did not intend that same-sex
couples be licensed to marry. We conclude, as did the judge, that G.L. c. 207
may not be construed to permit same-sex couples to marry.
[FN11]
III
A
The
larger question is whether, as the department claims, government action that
bars same-sex couples from civil marriage constitutes a legitimate exercise of
the State's authority to regulate conduct, or whether, as the plaintiffs claim,
this categorical marriage exclusion violates the Massachusetts Constitution. We
have recognized the long-standing statutory understanding, derived from the
common law, that "marriage" means the lawful union of a woman and a man. But
that history cannot and does not foreclose the constitutional
question.
The plaintiffs' claim that the
marriage restriction violates the Massachusetts Constitution can be analyzed in
two ways. Does it offend the Constitution's guarantees of equality before the
law? Or do the liberty and due process provisions of the Massachusetts
Constitution secure the plaintiffs' right to marry their chosen partner? In
matters implicating marriage, family life, and the upbringing of children, the
two constitutional concepts frequently overlap, as they do here. See, e.g.,
M.L.B. v. S.L.J., 519 U.S. 102, 120 (1996) (noting convergence of
due process and equal protection principles in cases concerning parent-child
relationships); Perez v. Sharp, 32 Cal.2d 711, 728 (1948) (analyzing
statutory ban on interracial marriage as equal protection violation concerning
regulation of fundamental right). See also Lawrence, supra at 2482
("Equality of treatment and the due process right to demand respect for conduct
protected by the substantive guarantee of liberty are linked in important
respects, and a decision on the latter point advances both interests");
Bolling v. Sharpe, 347 U.S. 497 (1954) (racial segregation in District of
Columbia public schools violates the due process clause of the Fifth Amendment
to the United States Constitution), decided the same day as Brown v. Board of
Educ. of Topeka, 347 U.S. 483 (1954) (holding that segregation of public
schools in the States violates the equal protection clause of the Fourteenth
Amendment). Much of what we say concerning one standard applies to the
other.
We begin by considering the nature
of civil marriage itself. Simply put, the government creates civil marriage. In
Massachusetts, civil marriage is, and since pre-Colonial days has been,
precisely what its name implies: a wholly secular institution. See
Commonwealth v. Munson, 127 Mass. 459, 460-466 (1879) (noting that "[i]n
Massachusetts, from very early times, the requisites of a valid marriage have
been regulated by statutes of the Colony, Province, and Commonwealth," and
surveying marriage statutes from 1639 through 1834). No religious ceremony has
ever been required to validate a Massachusetts marriage.
Id.
In a real sense, there are three
partners to every civil marriage: two willing spouses and an approving State.
See DeMatteo v. DeMatteo, 436 Mass. 18, 31 (2002) ("Marriage is not a
mere contract between two parties but a legal status from which certain rights
and obligations arise"); Smith v. Smith, 171 Mass. 404, 409 (1898) (on
marriage, the parties "assume[ ] new relations to each other and to the State").
See also French v. McAnarney, 290 Mass. 544, 546 (1935). While only the
parties can mutually assent to marriage, the terms of the marriage--who may
marry and what obligations, benefits, and liabilities attach to civil
marriage--are set by the Commonwealth. Conversely, while only the parties can
agree to end the marriage (absent the death of one of them or a marriage void ab
initio), the Commonwealth defines the exit terms. See G.L. c.
208.
Civil marriage is created and
regulated through exercise of the police power. See Commonwealth v.
Stowell, 389 Mass. 171, 175 (1983) (regulation of marriage is properly
within the scope of the police power). "Police power" (now more commonly termed
the State's regulatory authority) is an old-fashioned term for the
Commonwealth's lawmaking authority, as bounded by the liberty and equality
guarantees of the Massachusetts Constitution and its express delegation of power
from the people to their government. In broad terms, it is the Legislature's
power to enact rules to regulate conduct, to the extent that such laws are
"necessary to secure the health, safety, good order, comfort, or general welfare
of the community" (citations omitted). Opinion of the Justices, 341 Mass.
760, 785 (1960). [FN12] See Commonwealth v. Alger, 7 Cush. 53, 85
(1851).
Without question, civil marriage
enhances the "welfare of the community." It is a "social institution of the
highest importance." French v. McAnarney, supra. Civil marriage anchors
an ordered society by encouraging stable relationships over transient ones. It
is central to the way the Commonwealth identifies individuals, provides for the
orderly distribution of property, ensures that children and adults are cared for
and supported whenever possible from private rather than public funds, and
tracks important epidemiological and demographic data.
Marriage also bestows enormous private and social advantages on
those who choose to marry. Civil marriage is at once a deeply personal
commitment to another human being and a highly public celebration of the ideals
of mutuality, companionship, intimacy, fidelity, and family. "It is an
association that promotes a way of life, not causes; a harmony in living, not
political faiths; a bilateral loyalty, not commercial or social projects."
Griswold v. Connecticut, 381 U.S. 479, 486 (1965). Because it fulfils
yearnings for security, safe haven, and connection that express our common
humanity, civil marriage is an esteemed institution, and the decision whether
and whom to marry is among life's momentous acts of
self-definition.
Tangible as well as
intangible benefits flow from marriage. The marriage license grants valuable
property rights to those who meet the entry requirements, and who agree to what
might otherwise be a burdensome degree of government regulation of their
activities. [FN13] See Leduc v. Commonwealth, 421 Mass. 433, 435 (1995),
cert. denied, 519 U.S. 827 (1996) ( "The historical aim of licensure generally
is preservation of public health, safety, and welfare by extending the public
trust only to those with proven qualifications"). The Legislature has conferred
on "each party [in a civil marriage] substantial rights concerning the assets of
the other which unmarried cohabitants do not have." Wilcox v. Trautz, 427
Mass. 326, 334 (1998). See Collins v. Guggenheim, 417 Mass. 615, 618
(1994) (rejecting claim for equitable distribution of property where plaintiff
cohabited with but did not marry defendant); Feliciano v. Rosemar Silver
Co., 401 Mass. 141, 142 (1987) (government interest in promoting marriage
would be "subverted" by recognition of "a right to recover for loss of
consortium by a person who has not accepted the correlative responsibilities of
marriage"); Davis v. Misiano, 373 Mass. 261, 263 (1977) (unmarried
partners not entitled to rights of separate support or alimony). See generally
Attorney Gen. v. Desilets, 418 Mass. 316, 327-328 & nn. 10, 11
(1994).
The benefits accessible only by way
of a marriage license are enormous, touching nearly every aspect of life and
death. The department states that "hundreds of statutes" are related to marriage
and to marital benefits. With no attempt to be comprehensive, we note that some
of the statutory benefits conferred by the Legislature on those who enter into
civil marriage include, as to property: joint Massachusetts income tax filing
(G.L. c. 62C, § 6); tenancy by the entirety (a form of ownership that provides
certain protections against creditors and allows for the automatic descent of
property to the surviving spouse without probate) (G.L. c. 184, § 7); extension
of the benefit of the homestead protection (securing up to $300,000 in equity
from creditors) to one's spouse and children (G.L. c. 188, § 1); automatic
rights to inherit the property of a deceased spouse who does not leave a will
(G.L. c. 190, § 1); the rights of elective share and of dower (which allow
surviving spouses certain property rights where the decedent spouse has not made
adequate provision for the survivor in a will) (G.L. c. 191, § 15, and G.L. c.
189); entitlement to wages owed to a deceased employee (G.L. c. 149, § 178A
[general] and G.L. c. 149, § 178C [public employees] ); eligibility to continue
certain businesses of a deceased spouse (e.g., G.L. c. 112, § 53 [dentist] );
the right to share the medical policy of one's spouse (e.g., G.L. c. 175, § 108,
Second [a ] [3] [defining an insured's "dependent" to include one's
spouse), see Connors v. Boston, 430 Mass. 31, 43 (1999) [domestic
partners of city employees not included within the term "dependent" as used in
G.L. c. 32B, § 2] ); thirty-nine week continuation of health coverage for the
spouse of a person who is laid off or dies (e.g., G.L. c. 175, § 110G);
preferential options under the Commonwealth's pension system (see G.L. c. 32, §
12[2] ["Joint and Last Survivor Allowance"] ); preferential benefits in the
Commonwealth's medical program, MassHealth (e.g., 130 Code Mass. Regs. §
515.012[A] prohibiting placing a lien on long-term care patient's former home if
spouse still lives there); access to veterans' spousal benefits and preferences
(e.g., G.L. c. 115, § 1 [defining "dependents"] and G.L. c. 31, § 26 [State
employment] and § 28 [municipal employees] ); financial protections for spouses
of certain Commonwealth employees (fire fighters, police officers, prosecutors,
among others) killed in the performance of duty (e.g., G.L. c. 32, §§ 100-103);
the equitable division of marital property on divorce (G.L. c. 208, § 34);
temporary and permanent alimony rights (G.L. c. 208, §§ 17 and 34); the right to
separate support on separation of the parties that does not result in divorce
(G.L. c. 209, § 32); and the right to bring claims for wrongful death and loss
of consortium, and for funeral and burial expenses and punitive damages
resulting from tort actions (G.L. c. 229, §§ 1 and 2; G.L. c. 228, § 1. See
Feliciano v. Rosemar Silver Co., supra ).
Exclusive marital benefits that are not directly tied to
property rights include the presumptions of legitimacy and parentage of children
born to a married couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and
evidentiary rights, such as the prohibition against spouses testifying against
one another about their private conversations, applicable in both civil and
criminal cases (G.L. c. 233, § 20). Other statutory benefits of a personal
nature available only to married individuals include qualification for
bereavement or medical leave to care for individuals related by blood or
marriage (G.L. c. 149, § 52D); an automatic "family member" preference to make
medical decisions for an incompetent or disabled spouse who does not have a
contrary health care proxy, see Shine v. Vega, 429 Mass. 456, 466 (1999);
the application of predictable rules of child custody, visitation, support, and
removal out-of-State when married parents divorce (e.g., G.L. c. 208, § 19
[temporary custody], § 20 [temporary support], § 28 [custody and support on
judgment of divorce], § 30 [removal from Commonwealth], and § 31 [shared custody
plan]; priority rights to administer the estate of a deceased spouse who dies
without a will, and requirement that surviving spouse must consent to the
appointment of any other person as administrator (G.L. c. 38, § 13 [disposition
of body], and G.L. c. 113, § 8 [anatomical gifts] ); and the right to interment
in the lot or tomb owned by one's deceased spouse (G.L. c. 114, §§
29-33).
Where a married couple has
children, their children are also directly or indirectly, but no less
auspiciously, the recipients of the special legal and economic protections
obtained by civil marriage. Notwithstanding the Commonwealth's strong public
policy to abolish legal distinctions between marital and nonmarital children in
providing for the support and care of minors, see Department of Revenue v.
Mason M., 439 Mass. 665 (2003); Woodward v. Commissioner of Social
Sec., 435 Mass. 536, 546 (2002), the fact remains that marital children reap
a measure of family stability and economic security based on their parents'
legally privileged status that is largely inaccessible, or not as readily
accessible, to nonmarital children. Some of these benefits are social, such as
the enhanced approval that still attends the status of being a marital child.
Others are material, such as the greater ease of access to family-based State
and Federal benefits that attend the presumptions of one's
parentage.
It is undoubtedly for these
concrete reasons, as well as for its intimately personal significance, that
civil marriage has long been termed a "civil right." See, e.g., Loving v.
Virginia, 388 U.S. 1, 12 (1967) ("Marriage is one of the 'basic civil rights
of man,' fundamental to our very existence and survival"), quoting Skinner v.
Oklahoma, 316 U.S. 535, 541 (1942); Milford v. Worcester, 7 Mass. 48,
56 (1810) (referring to "civil rights incident to marriages"). See also Baehr
v. Lewin, 74 Haw. 530, 561 (1993) (identifying marriage as a "civil right[
]"); Baker v. State, 170 Vt. 194, 242 (1999) (Johnson, J., concurring in
part and dissenting in part) (same). The United States Supreme Court has
described the right to marry as "of fundamental importance for all individuals"
and as "part of the fundamental 'right of privacy' implicit in the Fourteenth
Amendment's Due Process Clause." Zablocki v. Redhail, 434 U.S. 374, 384
(1978). See Loving v. Virginia, supra ("The freedom to marry has long
been recognized as one of the vital personal rights essential to the orderly
pursuit of happiness by free men"). [FN14]
Without the right to marry--or more properly, the right to
choose to marry--one is excluded from the full range of human experience and
denied full protection of the laws for one's "avowed commitment to an intimate
and lasting human relationship." Baker v. State, supra at 229. Because
civil marriage is central to the lives of individuals and the welfare of the
community, our laws assiduously protect the individual's right to marry against
undue government incursion. Laws may not "interfere directly and substantially
with the right to marry." Zablocki v. Redhail, supra at 387. See Perez
v. Sharp, 32 Cal.2d 711, 714 (1948) ("There can be no prohibition of
marriage except for an important social objective and reasonable means").
[FN15]
Unquestionably, the regulatory power
of the Commonwealth over civil marriage is broad, as is the Commonwealth's
discretion to award public benefits. See Commonwealth v. Stowell, 389
Mass. 171, 175 (1983) (marriage); Moe v. Secretary of Admin. & Fin.,
382 Mass. 629, 652 (1981) (Medicaid benefits). Individuals who have the choice
to marry each other and nevertheless choose not to may properly be denied the
legal benefits of marriage. See Wilcox v. Trautz, 427 Mass. 326, 334
(1998); Collins v. Guggenheim, 417 Mass. 615, 618 (1994); Feliciano v.
Rosemar Silver Co., 401 Mass. 141, 142 (1987). But that same logic cannot
hold for a qualified individual who would marry if she or he only
could.
B
For
decades, indeed centuries, in much of this country (including Massachusetts) no
lawful marriage was possible between white and black Americans. That long
history availed not when the Supreme Court of California held in 1948 that a
legislative prohibition against interracial marriage violated the due process
and equality guarantees of the Fourteenth Amendment, Perez v. Sharp, 32
Cal.2d 711, 728 (1948), or when, nineteen years later, the United States Supreme
Court also held that a statutory bar to interracial marriage violated the
Fourteenth Amendment, Loving v. Virginia, 388 U.S. 1 (1967). [FN16] As
both Perez and Loving make clear, the right to marry means little
if it does not include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health, safety,
and welfare. See Perez v. Sharp, supra at 717 ("the essence of the right
to marry is freedom to join in marriage with the person of one's choice"). See
also Loving v. Virginia, supra at 12. In this case, as in Perez
and Loving, a statute deprives individuals of access to an institution of
fundamental legal, personal, and social significance--the institution of
marriage--because of a single trait: skin color in Perez and
Loving, sexual orientation here. As it did in Perez and
Loving, history must yield to a more fully developed understanding of the
invidious quality of the discrimination. [FN17]
The Massachusetts Constitution protects matters of personal
liberty against government incursion as zealously, and often more so, than does
the Federal Constitution, even where both Constitutions employ essentially the
same language. See Planned Parenthood League of Mass., Inc. v.
Attorney Gen., 424 Mass. 586, 590 (1997); Corning Glass Works v. Ann
& Hope, Inc. of Danvers, 363 Mass. 409, 416 (1973). That the
Massachusetts Constitution is in some instances more protective of individual
liberty interests than is the Federal Constitution is not surprising.
Fundamental to the vigor of our Federal system of government is that "state
courts are absolutely free to interpret state constitutional provisions to
accord greater protection to individual rights than do similar provisions of the
United States Constitution." Arizona v. Evans, 514 U.S. 1, 8 (1995).
[FN18]
The individual liberty and equality
safeguards of the Massachusetts Constitution protect both "freedom from"
unwarranted government intrusion into protected spheres of life and "freedom to"
partake in benefits created by the State for the common good. See Bachrach v.
Secretary of the Commonwealth, 382 Mass. 268, 273 (1981); Dalli v. Board
of Educ., 358 Mass. 753, 759 (1971). Both freedoms are involved here.
Whether and whom to marry, how to express sexual intimacy, and whether and how
to establish a family--these are among the most basic of every individual's
liberty and due process rights. See, e.g., Lawrence, supra at 2481;
Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833, 851
(1992); Zablocki v. Redhail, 434 U.S. 374, 384 (1978); Roe v.
Wade, 410 U.S. 113, 152-153 (1973); Eisenstadt v. Baird, 405 U.S.
438, 453 (1972); Loving v. Virginia, supra. And central to personal
freedom and security is the assurance that the laws will apply equally to
persons in similar situations. "Absolute equality before the law is a
fundamental principle of our own Constitution." Opinion of the Justices,
211 Mass. 618, 619 (1912). The liberty interest in choosing whether and whom to
marry would be hollow if the Commonwealth could, without sufficient
justification, foreclose an individual from freely choosing the person with whom
to share an exclusive commitment in the unique institution of civil
marriage.
The Massachusetts Constitution
requires, at a minimum, that the exercise of the State's regulatory authority
not be "arbitrary or capricious." Commonwealth v. Henry's Drywall Co.,
366 Mass. 539, 542 (1974). [FN19] Under both the equality and liberty
guarantees, regulatory authority must, at very least, serve "a legitimate
purpose in a rational way"; a statute must "bear a reasonable relation to a
permissible legislative objective." Rushworth v. Registrar of Motor
Vehicles, 413 Mass. 265, 270 (1992). See, e.g., Massachusetts Fed'n of
Teachers v. Board of Educ., 436 Mass. 763, 778 (2002) (equal protection);
Coffee-Rich, Inc. v. Commissioner of Pub. Health, 348 Mass. 414,
422 (1965) (due process). Any law failing to satisfy the basic standards of
rationality is void.
The plaintiffs
challenge the marriage statute on both equal protection and due process grounds.
With respect to each such claim, we must first determine the appropriate
standard of review. Where a statute implicates a fundamental right or uses a
suspect classification, we employ "strict judicial scrutiny." Lowell v.
Kowalski, 380 Mass. 663, 666 (1980). For all other statutes, we employ the "
'rational basis' test." English v. New England Med. Ctr., 405 Mass. 423,
428 (1989). For due process claims, rational basis analysis requires that
statutes "bear[ ] a real and substantial relation to the public health, safety,
morals, or some other phase of the general welfare." Coffee-Rich, Inc. v.
Commissioner of Pub. Health, supra, quoting Sperry & Hutchinson
Co. v. Director of the Div. on the Necessaries of Life, 307 Mass.
408, 418 (1940). For equal protection challenges, the rational basis test
requires that "an impartial lawmaker could logically believe that the
classification would serve a legitimate public purpose that transcends the harm
to the members of the disadvantaged class." English v. New England Med. Ctr.,
supra at 429, quoting Cleburne v. Cleburne Living Ctr., Inc., 473
U.S. 432, 452 (1985) (Stevens, J., concurring). [FN20]
The department argues that no fundamental right or "suspect"
class is at issue here, [FN21] and rational basis is the appropriate standard of
review. For the reasons we explain below, we conclude that the marriage ban does
not meet the rational basis test for either due process or equal protection.
Because the statute does not survive rational basis review, we do not consider
the plaintiffs' arguments that this case merits strict judicial
scrutiny.
The department posits three
legislative rationales for prohibiting same-sex couples from marrying: (1)
providing a "favorable setting for procreation"; (2) ensuring the optimal
setting for child rearing, which the department defines as "a two-parent family
with one parent of each sex"; and (3) preserving scarce State and private
financial resources. We consider each in turn.
The judge in the Superior Court endorsed the first rationale,
holding that "the state's interest in regulating marriage is based on the
traditional concept that marriage's primary purpose is procreation." This is
incorrect. Our laws of civil marriage do not privilege procreative heterosexual
intercourse between married people above every other form of adult intimacy and
every other means of creating a family. General Laws c. 207 contains no
requirement that the applicants for a marriage license attest to their ability
or intention to conceive children by coitus. Fertility is not a condition of
marriage, nor is it grounds for divorce. People who have never consummated their
marriage, and never plan to, may be and stay married. See Franklin v.
Franklin, 154 Mass. 515, 516 (1891) ("The consummation of a marriage by
coition is not necessary to its validity"). [FN22] People who cannot stir from
their deathbed may marry. See G.L. c. 207, § 28A. While it is certainly true
that many, perhaps most, married couples have children together (assisted or
unassisted), it is the exclusive and permanent commitment of the marriage
partners to one another, not the begetting of children, that is the sine qua non
of civil marriage. [FN23]
Moreover, the
Commonwealth affirmatively facilitates bringing children into a family
regardless of whether the intended parent is married or unmarried, whether the
child is adopted or born into a family, whether assistive technology was used to
conceive the child, and whether the parent or her partner is heterosexual,
homosexual, or bisexual. [FN24] If procreation were a necessary component of
civil marriage, our statutes would draw a tighter circle around the permissible
bounds of nonmarital child bearing and the creation of families by noncoital
means. The attempt to isolate procreation as "the source of a fundamental right
to marry," post at (Cordy, J., dissenting), overlooks the integrated way
in which courts have examined the complex and overlapping realms of personal
autonomy, marriage, family life, and child rearing. Our jurisprudence recognizes
that, in these nuanced and fundamentally private areas of life, such a narrow
focus is inappropriate.
The "marriage is
procreation" argument singles out the one unbridgeable difference between
same-sex and opposite-sex couples, and transforms that difference into the
essence of legal marriage. Like "Amendment 2" to the Constitution of Colorado,
which effectively denied homosexual persons equality under the law and full
access to the political process, the marriage restriction impermissibly
"identifies persons by a single trait and then denies them protection across the
board." Romer v. Evans, 517 U.S. 620, 633 (1996). In so doing, the
State's action confers an official stamp of approval on the destructive
stereotype that same-sex relationships are inherently unstable and inferior to
opposite-sex relationships and are not worthy of respect.
[FN25]
The department's first stated
rationale, equating marriage with unassisted heterosexual procreation, shades
imperceptibly into its second: that confining marriage to opposite-sex couples
ensures that children are raised in the "optimal" setting. Protecting the
welfare of children is a paramount State policy. Restricting marriage to
opposite-sex couples, however, cannot plausibly further this policy. "The
demographic changes of the past century make it difficult to speak of an average
American family. The composition of families varies greatly from household to
household." Troxel v. Granville, 530 U.S. 57, 63 (2000). Massachusetts
has responded supportively to "the changing realities of the American family,"
id. at 64, and has moved vigorously to strengthen the modern family in
its many variations. See, e.g., G.L. c. 209C (paternity statute); G.L. c. 119, §
39D (grandparent visitation statute); Blixt v. Blixt, 437 Mass. 649
(2002), cert. denied, 537 U.S. 1189 (2003) (same); E.N.O. v.
L.M.M., 429 Mass. 824, cert. denied, 528 U.S. 1005 (1999) (de facto
parent); Youmans v. Ramos, 429 Mass. 774, 782 (1999) (same); and
Adoption of Tammy, 416 Mass. 205 (1993) (coparent adoption). Moreover, we
have repudiated the common-law power of the State to provide varying levels of
protection to children based on the circumstances of birth. See G.L. c. 209C
(paternity statute); Powers v. Wilkinson, 399 Mass. 650, 661 (1987)
("Ours is an era in which logic and compassion have impelled the law toward
unburdening children from the stigma and the disadvantages heretofore attendant
upon the status of illegitimacy"). The "best interests of the child" standard
does not turn on a parent's sexual orientation or marital status. See e.g.,
Doe v. Doe, 16 Mass.App.Ct. 499, 503 (1983) (parent's sexual orientation
insufficient ground to deny custody of child in divorce action). See also
E.N.O. v. L.M.M., supra at 829-830 (best interests of child
determined by considering child's relationship with biological and de facto
same-sex parents); Silvia v. Silvia, 9 Mass.App.Ct. 339, 341 & n. 3
(1980) (collecting support and custody statutes containing no gender
distinction).
The department has offered no
evidence that forbidding marriage to people of the same sex will increase the
number of couples choosing to enter into opposite-sex marriages in order to have
and raise children. There is thus no rational relationship between the marriage
statute and the Commonwealth's proffered goal of protecting the "optimal" child
rearing unit. Moreover, the department readily concedes that people in same-sex
couples may be "excellent" parents. These couples (including four of the
plaintiff couples) have children for the reasons others do--to love them, to
care for them, to nurture them. But the task of child rearing for same-sex
couples is made infinitely harder by their status as outliers to the marriage
laws. While establishing the parentage of children as soon as possible is
crucial to the safety and welfare of children, see Culliton v. Beth Israel
Deaconness Med. Ctr., 435 Mass. 285, 292 (2001), same-sex couples must
undergo the sometimes lengthy and intrusive process of second-parent adoption to
establish their joint parentage. While the enhanced income provided by marital
benefits is an important source of security and stability for married couples
and their children, those benefits are denied to families headed by same-sex
couples. See, e.g., note 6, supra. While the laws of divorce provide
clear and reasonably predictable guidelines for child support, child custody,
and property division on dissolution of a marriage, same-sex couples who
dissolve their relationships find themselves and their children in the highly
unpredictable terrain of equity jurisdiction. See E.N.O. v. L.M.M.,
supra. Given the wide range of public benefits reserved only for married
couples, we do not credit the department's contention that the absence of access
to civil marriage amounts to little more than an inconvenience to same-sex
couples and their children. Excluding same-sex couples from civil marriage will
not make children of opposite-sex marriages more secure, but it does prevent
children of same-sex couples from enjoying the immeasurable advantages that flow
from the assurance of "a stable family structure in which children will be
reared, educated, and socialized." Post at (Cordy, J., dissenting).
[FN26]
No one disputes that the plaintiff
couples are families, that many are parents, and that the children they are
raising, like all children, need and should have the fullest opportunity to grow
up in a secure, protected family unit. Similarly, no one disputes that, under
the rubric of marriage, the State provides a cornucopia of substantial benefits
to married parents and their children. The preferential treatment of civil
marriage reflects the Legislature's conclusion that marriage "is the foremost
setting for the education and socialization of children" precisely because it
"encourages parents to remain committed to each other and to their children as
they grow." Post at (Cordy, J., dissenting).
In this case, we are confronted with an entire, sizeable class
of parents raising children who have absolutely no access to civil marriage and
its protections because they are forbidden from procuring a marriage license. It
cannot be rational under our laws, and indeed it is not permitted, to penalize
children by depriving them of State benefits because the State disapproves of
their parents' sexual orientation.
The
third rationale advanced by the department is that limiting marriage to
opposite-sex couples furthers the Legislature's interest in conserving scarce
State and private financial resources. The marriage restriction is rational, it
argues, because the General Court logically could assume that same-sex couples
are more financially independent than married couples and thus less needy of
public marital benefits, such as tax advantages, or private marital benefits,
such as employer-financed health plans that include spouses in their
coverage.
An absolute statutory ban on
same-sex marriage bears no rational relationship to the goal of economy. First,
the department's conclusory generalization-- that same-sex couples are less
financially dependent on each other than opposite-sex couples--ignores that many
same-sex couples, such as many of the plaintiffs in this case, have children and
other dependents (here, aged parents) in their care. [FN27] The department does
not contend, nor could it, that these dependents are less needy or deserving
than the dependents of married couples. Second, Massachusetts marriage laws do
not condition receipt of public and private financial benefits to married
individuals on a demonstration of financial dependence on each other; the
benefits are available to married couples regardless of whether they mingle
their finances or actually depend on each other for support.
The department suggests additional rationales for prohibiting
same-sex couples from marrying, which are developed by some amici. It argues
that broadening civil marriage to include same-sex couples will trivialize or
destroy the institution of marriage as it has historically been fashioned.
Certainly our decision today marks a significant change in the definition of
marriage as it has been inherited from the common law, and understood by many
societies for centuries. But it does not disturb the fundamental value of
marriage in our society.
Here, the
plaintiffs seek only to be married, not to undermine the institution of civil
marriage. They do not want marriage abolished. They do not attack the binary
nature of marriage, the consanguinity provisions, or any of the other
gate-keeping provisions of the marriage licensing law. Recognizing the right of
an individual to marry a person of the same sex will not diminish the validity
or dignity of opposite-sex marriage, any more than recognizing the right of an
individual to marry a person of a different race devalues the marriage of a
person who marries someone of her own race. [FN28] If anything, extending civil
marriage to same-sex couples reinforces the importance of marriage to
individuals and communities. That same-sex couples are willing to embrace
marriage's solemn obligations of exclusivity, mutual support, and commitment to
one another is a testament to the enduring place of marriage in our laws and in
the human spirit. [FN29]
It has been argued
that, due to the State's strong interest in the institution of marriage as a
stabilizing social structure, only the Legislature can control and define its
boundaries. Accordingly, our elected representatives legitimately may choose to
exclude same-sex couples from civil marriage in order to assure all citizens of
the Commonwealth that (1) the benefits of our marriage laws are available
explicitly to create and support a family setting that is, in the Legislature's
view, optimal for child rearing, and (2) the State does not endorse gay and
lesbian parenthood as the equivalent of being raised by one's married biological
parents. [FN30] These arguments miss the point. The Massachusetts Constitution
requires that legislation meet certain criteria and not extend beyond certain
limits. It is the function of courts to determine whether these criteria are met
and whether these limits are exceeded. In most instances, these limits are
defined by whether a rational basis exists to conclude that legislation will
bring about a rational result. The Legislature in the first instance, and the
courts in the last instance, must ascertain whether such a rational basis
exists. To label the court's role as usurping that of the Legislature, see,
e.g., post at (Cordy, J., dissenting), is to misunderstand the nature and
purpose of judicial review. We owe great deference to the Legislature to decide
social and policy issues, but it is the traditional and settled role of courts
to decide constitutional issues. [FN31]
The
history of constitutional law "is the story of the extension of constitutional
rights and protections to people once ignored or excluded." United States v.
Virginia, 518 U.S. 515, 557 (1996) (construing equal protection clause of
the Fourteenth Amendment to prohibit categorical exclusion of women from public
military institute). This statement is as true in the area of civil marriage as
in any other area of civil rights. See, e.g., Turner v. Safley, 482 U.S.
78 (1987); Loving v. Virginia, 388 U.S. 1 (1967); Perez v. Sharp,
32 Cal.2d 711 (1948). As a public institution and a right of fundamental
importance, civil marriage is an evolving paradigm. The common law was
exceptionally harsh toward women who became wives: a woman's legal identity all
but evaporated into that of her husband. See generally C.P. Kindregan, Jr.,
& M.L. Inker, Family Law and Practice §§ 1.9 and 1.10 (3d ed.2002). Thus,
one early Nineteenth Century jurist could observe matter of factly that, prior
to the abolition of slavery in Massachusetts, "the condition of a slave
resembled the connection of a wife with her husband, and of infant children with
their father. He is obliged to maintain them, and they cannot be separated from
him." Winchendon v. Hatfield, 4 Mass. 123, 129 (1808). But since at least
the middle of the Nineteenth Century, both the courts and the Legislature have
acted to ameliorate the harshness of the common-law regime. In Bradford v.
Worcester, 184 Mass. 557, 562 (1904), we refused to apply the common-law
rule that the wife's legal residence was that of her husband to defeat her claim
to a municipal "settlement of paupers." In Lewis v. Lewis, 370 Mass. 619,
629 (1976), we abrogated the common-law doctrine immunizing a husband against
certain suits because the common-law rule was predicated on "antediluvian
assumptions concerning the role and status of women in marriage and in society."
Id. at 621. Alarms about the imminent erosion of the "natural" order of
marriage were sounded over the demise of antimiscegenation laws, the expansion
of the rights of married women, and the introduction of "no-fault" divorce.
[FN32] Marriage has survived all of these transformations, and we have no doubt
that marriage will continue to be a vibrant and revered
institution.
We also reject the argument
suggested by the department, and elaborated by some amici, that expanding the
institution of civil marriage in Massachusetts to include same-sex couples will
lead to interstate conflict. We would not presume to dictate how another State
should respond to today's decision. But neither should considerations of comity
prevent us from according Massachusetts residents the full measure of protection
available under the Massachusetts Constitution. The genius of our Federal system
is that each State's Constitution has vitality specific to its own traditions,
and that, subject to the minimum requirements of the Fourteenth Amendment, each
State is free to address difficult issues of individual liberty in the manner
its own Constitution demands.
Several amici
suggest that prohibiting marriage by same-sex couples reflects community
consensus that homosexual conduct is immoral. Yet Massachusetts has a strong
affirmative policy of preventing discrimination on the basis of sexual
orientation. See G.L. c. 151B (employment, housing, credit, services); G.L. c.
265, § 39 (hate crimes); G.L. c. 272, § 98 (public accommodation); G.L. c. 76, §
5 (public education). See also, e.g., Commonwealth v. Balthazar, 366
Mass. 298 (1974) (decriminalization of private consensual adult conduct); Doe
v. Doe, 16 Mass.App.Ct. 499, 503 (1983) (custody to homosexual parent not
per se prohibited).
The department has had
more than ample opportunity to articulate a constitutionally adequate
justification for limiting civil marriage to opposite-sex unions. It has failed
to do so. The department has offered purported justifications for the civil
marriage restriction that are starkly at odds with the comprehensive network of
vigorous, gender-neutral laws promoting stable families and the best interests
of children. It has failed to identify any relevant characteristic that would
justify shutting the door to civil marriage to a person who wishes to marry
someone of the same sex.
The marriage ban
works a deep and scarring hardship on a very real segment of the community for
no rational reason. The absence of any reasonable relationship between, on the
one hand, an absolute disqualification of same-sex couples who wish to enter
into civil marriage and, on the other, protection of public health, safety, or
general welfare, suggests that the marriage restriction is rooted in persistent
prejudices against persons who are (or who are believed to be) homosexual.
[FN33] "The Constitution cannot control such prejudices but neither can it
tolerate them. Private biases may be outside the reach of the law, but the law
cannot, directly or indirectly, give them effect." Palmore v. Sidoti, 466
U.S. 429, 433 (1984) (construing Fourteenth Amendment). Limiting the
protections, benefits, and obligations of civil marriage to opposite-sex couples
violates the basic premises of individual liberty and equality under law
protected by the Massachusetts Constitution.
IV
We
consider next the plaintiffs' request for relief. We preserve as much of the
statute as may be preserved in the face of the successful constitutional
challenge. See Mayor of Boston v. Treasurer & Receiver Gen., 384
Mass. 718, 725 (1981); Dalli v. Board of Educ., 358 Mass. 753, 759
(1971). See also G.L. c. 4, § 6, Eleventh.
Here, no one argues that striking down the marriage laws is an
appropriate form of relief. Eliminating civil marriage would be wholly
inconsistent with the Legislature's deep commitment to fostering stable families
and would dismantle a vital organizing principle of our society. [FN34] We face
a problem similar to one that recently confronted the Court of Appeal for
Ontario, the highest court of that Canadian province, when it considered the
constitutionality of the same-sex marriage ban under Canada's Federal
Constitution, the Charter of Rights and Freedoms (Charter). See Halpern v.
Toronto (City), 172 O.A.C. 276 (2003). Canada, like the United States,
adopted the common law of England that civil marriage is "the voluntary union
for life of one man and one woman, to the exclusion of all others." Id.
at, quoting Hyde v. Hyde, [1861-1873] All E.R. 175 (1866). In holding
that the limitation of civil marriage to opposite- sex couples violated the
Charter, the Court of Appeal refined the common-law meaning of marriage. We
concur with this remedy, which is entirely consonant with established principles
of jurisprudence empowering a court to refine a common-law principle in light of
evolving constitutional standards. See Powers v. Wilkinson, 399 Mass.
650, 661-662 (1987) (reforming the common-law rule of construction of "issue");
Lewis v. Lewis, 370 Mass. 619, 629 (1976) (abolishing common-law rule of
certain interspousal immunity).
We construe
civil marriage to mean the voluntary union of two persons as spouses, to the
exclusion of all others. This reformulation redresses the plaintiffs'
constitutional injury and furthers the aim of marriage to promote stable,
exclusive relationships. It advances the two legitimate State interests the
department has identified: providing a stable setting for child rearing and
conserving State resources. It leaves intact the Legislature's broad discretion
to regulate marriage. See Commonwealth v. Stowell, 389 Mass. 171, 175
(1983).
In their complaint the plaintiffs
request only a declaration that their exclusion and the exclusion of other
qualified same-sex couples from access to civil marriage violates Massachusetts
law. We declare that barring an individual from the protections, benefits, and
obligations of civil marriage solely because that person would marry a person of
the same sex violates the Massachusetts Constitution. We vacate the summary
judgment for the department. We remand this case to the Superior Court for entry
of judgment consistent with this opinion. Entry of judgment shall be stayed for
180 days to permit the Legislature to take such action as it may deem
appropriate in light of this opinion. See, e.g., Michaud v. Sheriff of Essex
County, 390 Mass. 523, 535-536 (1983).
So ordered.
GREANEY, J. (concurring).
I agree with the result reached by the court, the remedy
ordered, and much of the reasoning in the court's opinion. In my view, however,
the case is more directly resolved using traditional equal protection
analysis.
(a) Article 1 of the Declaration
of Rights, as amended by art. 106 of the Amendments to the Massachusetts
Constitution, provides:
"All people are
born free and equal and have certain natural, essential and unalienable rights;
among which may be reckoned the right of enjoying and defending their lives and
liberties; that of acquiring, possessing and protecting property; in fine, that
of seeking and obtaining their safety and happiness. Equality under the law
shall not be denied or abridged because of sex, race, color, creed or national
origin."
This provision, even prior to its
amendment, guaranteed to all people in the Commonwealth--equally--the enjoyment
of rights that are deemed important or fundamental. The withholding of relief
from the plaintiffs, who wish to marry, and are otherwise eligible to marry, on
the ground that the couples are of the same gender, constitutes a categorical
restriction of a fundamental right. The restriction creates a straightforward
case of discrimination that disqualifies an entire group of our citizens and
their families from participation in an institution of paramount legal and
social importance. This is impermissible under art. 1.
Analysis begins with the indisputable premise that the
deprivation suffered by the plaintiffs is no mere legal inconvenience. The right
to marry is not a privilege conferred by the State, but a fundamental right that
is protected against unwarranted State interference. See Zablocki v.
Redhail, 434 U.S. 374, 384 (1978) ("the right to marry is of fundamental
importance for all individuals"); Loving v. Virginia, 388 U.S. 1, 12
(1967) (freedom to marry is "one of the vital personal rights essential to the
orderly pursuit of happiness by free men" under due process clause of Fourteenth
Amendment); Skinner v. Oklahoma, 316 U.S. 535, 541 (1942) (marriage is
one of "basic civil rights of man"). See also Turner v. Safley, 482 U.S.
78, 95-96 (1987) (prisoners' right to marry is constitutionally protected). This
right is essentially vitiated if one is denied the right to marry a person of
one's choice. See Zablocki v. Redhail, supra at 384 (all recent decisions
of United States Supreme Court place "the decision to marry as among the
personal decisions protected by the right of privacy").
[FN1]
Because our marriage statutes intend,
and state, the ordinary understanding that marriage under our law consists only
of a union between a man and a woman, they create a statutory classification
based on the sex of the two people who wish to marry. See Baehr v. Lewin,
74 Haw. 530, 564 (1993) (plurality opinion) (Hawaii marriage statutes created
sex-based classification); Baker v. State, 170 Vt. 194, 253 (1999)
(Johnson, J., concurring in part and dissenting in part) (same). That the
classification is sex based is self- evident. The marriage statutes prohibit
some applicants, such as the plaintiffs, from obtaining a marriage license, and
that prohibition is based solely on the applicants' gender. As a factual matter,
an individual's choice of marital partner is constrained because of his or her
own sex. Stated in particular terms, Hillary Goodridge cannot marry Julie
Goodridge because she (Hillary) is a woman. Likewise, Gary Chalmers cannot marry
Richard Linnell because he (Gary) is a man. Only their gender prevents Hillary
and Gary from marrying their chosen partners under the present law.
[FN2]
A classification may be gender based
whether or not the challenged government action apportions benefits or burdens
uniformly along gender lines. This is so because constitutional protections
extend to individuals and not to categories of people. Thus, when an individual
desires to marry, but cannot marry his or her chosen partner because of the
traditional opposite-sex restriction, a violation of art. 1 has occurred. See
Commonwealth v. Chou, 433 Mass. 229, 237-238 (2001) (assuming statute
enforceable only across gender lines may offend Massachusetts equal rights
amendment). I find it disingenuous, at best, to suggest that such an
individual's right to marry has not been burdened at all, because he or she
remains free to chose another partner, who is of the opposite
sex.
The equal protection infirmity at work
here is strikingly similar to (although, perhaps, more subtle than) the
invidious discrimination perpetuated by Virginia's antimiscegenation laws and
unveiled in the decision of Loving v. Virginia, supra. In its landmark
decision striking down Virginia's ban on marriages between Caucasians and
members of any other race on both equal protection and substantive due process
grounds, the United States Supreme Court soundly rejected the proposition that
the equal application of the ban (i.e., that it applied equally to whites and
blacks) made unnecessary the strict scrutiny analysis traditionally required of
statutes drawing classifications according to race, see id. at 8-9, and
concluded that "restricting the freedom to marry solely because of racial
classifications violates the central meaning of the Equal Protection Clause."
Id. at 12. That our marriage laws, unlike antimiscegenation laws, were
not enacted purposely to discriminate in no way neutralizes their present
discriminatory character.
With these two
propositions established (the infringement on a fundamental right and a
sex-based classification), the enforcement of the marriage statutes as they are
currently understood is forbidden by our Constitution unless the State can
present a compelling purpose further by the statutes that can be accomplished in
no other reasonable manner. [FN3] See Blixt v. Blixt, 437 Mass. 649,
655-656 (2002), cert. denied, 537 U.S. 1189 (2003); Lowell v. Kowalski,
380 Mass. 663, 667-669 (1980). This the State has not done. The justifications
put forth by the State to sustain the statute's exclusion of the plaintiffs are
insufficient for the reasons explained by the court to which I add the following
observations.
The rights of couples to have
children, to adopt, and to be foster parents, regardless of sexual orientation
and marital status, are firmly established. See E.N.O. v. L.M.M.,
429 Mass. 824, 829, cert. denied, 528 U.S. 1005 (1999); Adoption of
Tammy, 416 Mass. 205, 210-211 (1993). As recognized in the court's opinion,
and demonstrated by the record in this case, however, the State's refusal to
accord legal recognition to unions of same-sex couples has had the effect of
creating a system in which children of same-sex couples are unable to partake of
legal protections and social benefits taken for granted by children in families
whose parents are of the opposite sex. The continued maintenance of this
caste-like system is irreconcilable with, indeed, totally repugnant to, the
State's strong interest in the welfare of all children and its primary focus, in
the context of family law where children are concerned, on "the best interests
of the child." The issue at stake is not one, as might ordinarily be the case,
that can be unilaterally and totally deferred to the wisdom of the Legislature.
"While the State retains wide latitude to decide the manner in which it will
allocate benefits, it may not use criteria which discriminatorily burden the
exercise of a fundamental right." Moe v. Secretary of Admin. & Fin.,
382 Mass. 629, 652 (1981). Nor can the State's wish to conserve resources be
accomplished by invidious distinctions between classes of citizens. See
Plyler v. Doe, 457 U.S. 202, 216-217, 227 (1982).
[FN4]
A comment is in order with respect to
the insistence of some that marriage is, as a matter of definition, the legal
union of a man and a woman. To define the institution of marriage by the
characteristics of those to whom it always has been accessible, in order to
justify the exclusion of those to whom it never has been accessible, is
conclusory and bypasses the core question we are asked to decide. [FN5] This
case calls for a higher level of legal analysis. Precisely, the case requires
that we confront ingrained assumptions with respect to historically accepted
roles of men and women within the institution of marriage and requires that we
reexamine these assumptions in light of the unequivocal language of art. 1, in
order to ensure that the governmental conduct challenged here conforms to the
supreme charter of our Commonwealth. "A written constitution is the fundamental
law for the government of a sovereign State. It is the final statement of the
rights, privileges and obligations of the citizens and the ultimate grant of the
powers and the conclusive definition of the limitations of the departments of
State and of public officers.... To its provisions the conduct of all
governmental affairs must conform. From its terms there is no appeal." Loring
v. Young, 239 Mass. 349, 376-377 (1921). I do not doubt the sincerity of
deeply held moral or religious beliefs that make inconceivable to some the
notion that any change in the common-law definition of what constitutes a legal
civil marriage is now, or ever would be, warranted. But, as matter of
constitutional law, neither the mantra of tradition, nor individual conviction,
can justify the perpetuation of a hierarchy in which couples of the same sex and
their families are deemed less worthy of social and legal recognition than
couples of the opposite sex and their families. See Lawrence v. Texas,
123 S.Ct. 2472, 2486 (2003) (O'Connor, J., concurring) (moral disapproval, with
no other valid State interest, cannot justify law that discriminates against
groups of persons); Planned Parenthood of Southeastern Pa. v.
Casey, 505 U.S. 833, 850 (1992) ( "Our obligation is to define the
liberty of all, not to mandate our own moral code").
(b) I am hopeful that our decision will be accepted by those
thoughtful citizens who believe that same-sex unions should not be approved by
the State. I am not referring here to acceptance in the sense of grudging
acknowledgment of the court's authority to adjudicate the matter. My hope is
more liberating. The plaintiffs are members of our community, our neighbors, our
coworkers, our friends. As pointed out by the court, their professions include
investment advisor, computer engineer, teacher, therapist, and lawyer. The
plaintiffs volunteer in our schools, worship beside us in our religious houses,
and have children who play with our children, to mention just a few ordinary
daily contacts. We share a common humanity and participate together in the
social contract that is the foundation of our Commonwealth. Simple principles of
decency dictate that we extend to the plaintiffs, and to their new status, full
acceptance, tolerance, and respect. We should do so because it is the right
thing to do. The union of two people contemplated by G.L. c. 207 "is a coming
together for better or for worse, hopefully enduring, and intimate to the degree
of being sacred. It is an association that promotes a way of life, not causes; a
harmony in living, not political faiths; a bilateral loyalty, not commercial or
social projects. Yet it is an association for as noble a purpose as any involved
in our prior decisions." Griswold v. Connecticut, 381 U.S. 479, 486
(1965). Because of the terms of art. 1, the plaintiffs will no longer be
excluded from that association. [FN6]
SPINA, J. (dissenting, with whom Sosman and Cordy, JJ.,
join).
What is at stake in this case is not
the unequal treatment of individuals or whether individual rights have been
impermissibly burdened, but the power of the Legislature to effectuate social
change without interference from the courts, pursuant to art. 30 of the
Massachusetts Declaration of Rights. [FN1] The power to regulate marriage lies
with the Legislature, not with the judiciary. See Commonwealth v.
Stowell, 389 Mass. 171, 175 (1983). Today, the court has transformed its
role as protector of individual rights into the role of creator of rights, and I
respectfully dissent.
1. Equal
protection. Although the court did not address the plaintiffs' gender
discrimination claim, G.L. c. 207 does not unconstitutionally discriminate on
the basis of gender. [FN2] A claim of gender discrimination will lie where it is
shown that differential treatment disadvantages one sex over the other. See
Attorney Gen. v. Massachusetts Interscholastic Athletic Ass'n, 378
Mass. 342, 349-352 (1979). See also United States v. Virginia, 518 U.S.
515 (1996). General Laws c. 207 enumerates certain qualifications for obtaining
a marriage license. It creates no distinction between the sexes, but applies to
men and women in precisely the same way. It does not create any disadvantage
identified with gender as both men and women are similarly limited to marrying a
person of the opposite sex. See Commonwealth v. King, 374 Mass. 5, 15-22
(1977) (law prohibiting prostitution not discriminatory based on gender because
of equal application to men and women).
Similarly, the marriage statutes do not discriminate on the
basis of sexual orientation. As the court correctly recognizes, constitutional
protections are extended to individuals, not couples. Ante n. 15. The
marriage statutes do not disqualify individuals on the basis of sexual
orientation from entering into marriage. All individuals, with certain
exceptions not relevant here, are free to marry. Whether an individual chooses
not to marry because of sexual orientation or any other reason should be of no
concern to the court.
The court concludes,
however, that G.L. c. 207 unconstitutionally discriminates against the
individual plaintiffs because it denies them the "right to marry the person of
one's choice" where that person is of the same sex. Ante at. To reach
this result the court relies on Loving v. Virginia, 388 U.S. 1, 12
(1967), and transforms "choice" into the essential element of the institution of
marriage. The Loving case did not use the word "choice" in this manner,
and it did not point to the result that the court reaches today. In
Loving, the Supreme Court struck down as unconstitutional a statute that
prohibited Caucasians from marrying non-Caucasians. It concluded that the
statute was intended to preserve white supremacy and invidiously discriminated
against non-Caucasians because of their race. See id. at 11-12. The
"choice" to which the Supreme Court referred was the "choice to marry," and it
concluded that with respect to the institution of marriage, the State had no
compelling interest in limiting the choice to marry along racial lines.
Id. The Supreme Court did not imply the existence of a right to marry a
person of the same sex. To the same effect is Perez v. Sharp, 32 Cal.2d
711 (1948), on which the court also relies.
Unlike the Loving and Sharp cases, the
Massachusetts Legislature has erected no barrier to marriage that intentionally
discriminates against anyone. Within the institution of marriage, [FN3] anyone
is free to marry, with certain exceptions that are not challenged. In the
absence of any discriminatory purpose, the State's marriage statutes do not
violate principles of equal protection. See Washington v. Davis, 426 U.S.
229, 240 (1976) ( "invidious quality of a law claimed to be ... discriminatory
must ultimately be traced to a ... discriminatory purpose"); Dickerson v.
Attorney Gen., 396 Mass. 740, 743 (1986) (for purpose of equal protection
analysis, standard of review under State and Federal Constitutions is
identical). See also Attorney Gen. v. Massachusetts Interscholastic
Athletic Ass'n, supra. This court should not have invoked even the most
deferential standard of review within equal protection analysis because no
individual was denied access to the institution of marriage.
2. Due process. The marriage statutes do not
impermissibly burden a right protected by our constitutional guarantee of due
process implicit in art. 10 of our Declaration of Rights. There is no
restriction on the right of any plaintiff to enter into marriage. Each is free
to marry a willing person of the opposite sex. Cf. Zablocki v. Redhail,
434 U.S. 374 (1978) (fundamental right to marry impermissibly burdened by
statute requiring court approval when subject to child support
order).
Substantive due process protects
individual rights against unwarranted government intrusion. See Aime v.
Commonwealth, 414 Mass. 667, 673 (1993). The court states, as we have said
on many occasions, that the Massachusetts Declaration of Rights may protect a
right in ways that exceed the protection afforded by the Federal Constitution.
Ante at. See Arizona v. Evans, 514 U.S. 1, 8 (1995) (State courts
afforded broader protection of rights than granted by United States
Constitution). However, today the court does not fashion a remedy that affords
greater protection of a right. Instead, using the rubric of due process it has
redefined marriage.
Although art. 10 may
afford greater protection of rights than the due process clause of the
Fourteenth Amendment, our treatment of due process challenges adheres to the
same standards followed in Federal due process analysis. See Commonwealth v.
Ellis, 429 Mass. 362, 371 (1999). When analyzing a claim that the State has
impermissibly burdened an individual's fundamental or other right or liberty
interest, "[w]e begin by sketching the contours of the right asserted. We then
inquire whether the challenged restriction burdens that right." Moe v.
Secretary of Admin. & Fin., 382 Mass. 629, 646 (1981). Where a right
deemed "fundamental" is implicated, the challenged restriction will be upheld
only if it is "narrowly tailored to further a legitimate and compelling
governmental interest." Aime v. Commonwealth, supra at 673. To qualify as
"fundamental" the asserted right must be "objectively, 'deeply rooted in this
Nation's history and tradition,' [Moore v. East Cleveland, 431 U.S. 494,
503 (1977) (plurality opinion) ] ... and 'implicit in the concept of ordered
liberty,' such that 'neither liberty nor justice would exist if they were
sacrificed.' " Washington v. Glucksberg, 521 U.S. 702, 720-721 (1997),
quoting Palko v. Connecticut, 302 U.S. 319, 325, 326 (1937) (right to
assisted suicide does not fall within fundamental right to refuse medical
treatment because novel and unsupported by tradition) (citations omitted). See
Three Juveniles v. Commonwealth, 390 Mass. 357, 367 (1983) (O'Connor, J.,
dissenting), cert. denied sub nom. Keefe v. Massachusetts, 465 U.S. 1068
(1984). Rights that are not considered fundamental merit due process protection
if they have been irrationally burdened. See Massachusetts Fed'n of Teachers
v. Board of Educ., 436 Mass. 763, 777-779 & n. 14
(2002).
Although this court did not state
that same-sex marriage is a fundamental right worthy of strict scrutiny
protection, it nonetheless deemed it a constitutionally protected right by
applying rational basis review. Before applying any level of constitutional
analysis there must be a recognized right at stake. Same-sex marriage, or the
"right to marry the person of one's choice" as the court today defines that
right, does not fall within the fundamental right to marry. Same-sex marriage is
not "deeply rooted in this Nation's history," and the court does not suggest
that it is. Except for the occasional isolated decision in recent years, see,
e.g., Baker v. State, 170 Vt. 194 (1999), same-sex marriage is not a
right, fundamental or otherwise, recognized in this country. Just one example of
the Legislature's refusal to recognize same-sex marriage can be found in a
section of the legislation amending G.L. c. 151B to prohibit discrimination in
the workplace on the basis of sexual orientation, which states: "Nothing in this
act shall be construed so as to legitimize or validate a 'homosexual
marriage'...." St.1989, c. 516, § 19. In this Commonwealth and in this country,
the roots of the institution of marriage are deeply set in history as a civil
union between a single man and a single woman. There is no basis for the court
to recognize same-sex marriage as a constitutionally protected
right.
3. Remedy. The remedy that
the court has fashioned both in the name of equal protection and due process
exceeds the bounds of judicial restraint mandated by art. 30. The remedy that
construes gender specific language as gender neutral amounts to a statutory
revision that replaces the intent of the Legislature with that of the court.
Article 30 permits the court to apply principles of equal protection and to
modify statutory language only if legislative intent is preserved. See, e.g.,
Commonwealth v. Chou, 433 Mass. 229, 238-239 (2001) (judicial rewriting
of gender language permissible only when Legislature intended to include both
men and women). See also Lowell v. Kowalski, 380 Mass. 663, 670 (1980).
Here, the alteration of the gender- specific language alters precisely what the
Legislature unambiguously intended to preserve, the marital rights of single men
and women. Such a dramatic change in social institutions must remain at the
behest of the people through the democratic process.
Where the application of equal protection principles do not
permit rewriting a statute in a manner that preserves the intent of the
Legislature, we do not rewrite the statute. In Dalli v. Board of Educ.,
358 Mass. 753 (1971), the court refused to rewrite a statute in a manner that
would include unintended individuals. "To attempt to interpret this [statute] as
including those in the category of the plaintiff would be to engage in a
judicial enlargement of the clear statutory language beyond the limit of our
judicial function. We have traditionally and consistently declined to trespass
on legislative territory in deference to the time tested wisdom of the
separation of powers as expressed in art. [30] of the Declaration of Rights of
the Constitution of Massachusetts even when it appeared that a highly desirable
and just result might thus be achieved." Id. at 759. Recently, in
Connors v. Boston, 430 Mass. 31 (1999), we refused to expand health
insurance coverage to include domestic partners because such an expansion was
within the province of the Legislature, where policy affecting family
relationships is most appropriate and frequently considered. Id. at
42-43. Principles of equal protection do not permit the marriage statutes to be
changed in the manner that we have seen today.
This court has previously exercised the judicial restraint
mandated by art. 30 and declined to extend due process protection to rights not
traditionally coveted, despite recognition of their social importance. See
Tobin's Case, 424 Mass. 250, 252-253 (1997) (receiving workers'
compensation benefits not fundamental right); Doe v. Superintendent of Schs.
of Worcester, 421 Mass. 117, 129 (1995) (declaring education not fundamental
right); Williams v. Secretary of the Executive Office of Human Servs.,
414 Mass. 551, 565 (1993) (no fundamental right to receive mental health
services); Matter of Tocci, 413 Mass. 542, 548 n. 4 (1992) (no
fundamental right to practice law); Commonwealth v. Henry's Drywall Co.,
366 Mass. 539, 542 (1974) (no fundamental right to pursue one's business).
Courts have authority to recognize rights that are supported by the Constitution
and history, but the power to create novel rights is reserved for the people
through the democratic and legislative processes.
Likewise, the Supreme Court exercises restraint in the
application of substantive due process " 'because guideposts for responsible
decisionmaking in this unchartered area are scarce and open-ended.' [Collins
v. Harker Heights, 503 U.S. 115, 125 (1992).] By extending constitutional
protection to an asserted right or liberty interest, we, to a great extent,
place the matter outside the arena of public debate and legislative action. We
must therefore 'exercise the utmost care whenever we are asked to break new
ground in this field,' [id.], lest the liberty protected by the Due
Process Clause be subtly transformed into the policy preferences of the Members
of this Court, Moore [v. East Cleveland, 431 U.S. 494, 502 (1977)
] (plurality opinion)." Washington v. Glucksberg, supra at
720.
The court has extruded a new right
from principles of substantive due process, and in doing so it has distorted the
meaning and purpose of due process. The purpose of substantive due process is to
protect existing rights, not to create new rights. Its aim is to thwart
government intrusion, not invite it. The court asserts that the Massachusetts
Declaration of Rights serves to guard against government intrusion into each
individual's sphere of privacy. Ante at. Similarly, the Supreme Court has
called for increased due process protection when individual privacy and intimacy
are threatened by unnecessary government imposition. See, e.g., Lawrence v.
Texas, 123 S.Ct. 2472 (2003) (private nature of sexual behavior implicates
increased due process protection); Eisenstadt v. Baird, 405 U.S. 438
(1972) (privacy protection extended to procreation decisions within nonmarital
context); Griswold v. Connecticut, 381 U.S. 479 (1965) (due process
invoked because of intimate nature of procreation decisions). These cases, along
with the Moe case, focus on the threat to privacy when government seeks
to regulate the most intimate activity behind bedroom doors. The statute in
question does not seek to regulate intimate activity within an intimate
relationship, but merely gives formal recognition to a particular marriage. The
State has respected the private lives of the plaintiffs, and has done nothing to
intrude in the relationships that each of the plaintiff couples enjoy. Cf.
Lawrence v. Texas, supra at 2484 (case "does not involve whether the
government must give formal recognition to any relationship that homosexual
persons seek to enter"). Ironically, by extending the marriage laws to same-sex
couples the court has turned substantive due process on its head and used it to
interject government into the plaintiffs' lives.
SOSMAN, J. (dissenting, with whom Spina and Cordy, JJ.,
join).
In applying the rational basis test
to any challenged statutory scheme, the issue is not whether the Legislature's
rationale behind that scheme is persuasive to us, but only whether it satisfies
a minimal threshold of rationality. Today, rather than apply that test, the
court announces that, because it is persuaded that there are no differences
between same-sex and opposite-sex couples, the Legislature has no rational basis
for treating them differently with respect to the granting of marriage licenses.
[FN1] Reduced to its essence, the court's opinion concludes that, because
same-sex couples are now raising children, and withholding the benefits of civil
marriage from their union makes it harder for them to raise those children, the
State must therefore provide the benefits of civil marriage to same-sex couples
just as it does to opposite-sex couples. Of course, many people are raising
children outside the confines of traditional marriage, and, by definition, those
children are being deprived of the various benefits that would flow if they were
being raised in a household with married parents. That does not mean that the
Legislature must accord the full benefits of marital status on every household
raising children. Rather, the Legislature need only have some rational basis for
concluding that, at present, those alternate family structures have not yet been
conclusively shown to be the equivalent of the marital family structure that has
established itself as a successful one over a period of centuries. People are of
course at liberty to raise their children in various family structures, as long
as they are not literally harming their children by doing so. See Blixt v.
Blixt, 437 Mass. 649, 668-670 (2002) (Sosman, J., dissenting), cert. denied,
537 U.S. 1189 (2003). That does not mean that the State is required to provide
identical forms of encouragement, endorsement, and support to all of the
infinite variety of household structures that a free society
permits.
Based on our own philosophy of
child rearing, and on our observations of the children being raised by same-sex
couples to whom we are personally close, we may be of the view that what matters
to children is not the gender, or sexual orientation, or even the number of the
adults who raise them, but rather whether those adults provide the children with
a nurturing, stable, safe, consistent, and supportive environment in which to
mature. Same-sex couples can provide their children with the requisite
nurturing, stable, safe, consistent, and supportive environment in which to
mature, just as opposite-sex couples do. It is therefore understandable that the
court might view the traditional definition of marriage as an unnecessary
anachronism, rooted in historical prejudices that modern society has in large
measure rejected and biological limitations that modern science has
overcome.
It is not, however, our
assessment that matters. Conspicuously absent from the court's opinion today is
any acknowledgment that the attempts at scientific study of the ramifications of
raising children in same-sex couple households are themselves in their infancy
and have so far produced inconclusive and conflicting results. Notwithstanding
our belief that gender and sexual orientation of parents should not matter to
the success of the child rearing venture, studies to date reveal that there are
still some observable differences between children raised by opposite-sex
couples and children raised by same-sex couples. See post at--(Cordy, J.,
dissenting). Interpretation of the data gathered by those studies then becomes
clouded by the personal and political beliefs of the investigators, both as to
whether the differences identified are positive or negative, and as to the
untested explanations of what might account for those differences. (This is
hardly the first time in history that the ostensible steel of the scientific
method has melted and buckled under the intense heat of political and religious
passions.) Even in the absence of bias or political agenda behind the various
studies of children raised by same-sex couples, the most neutral and strict
application of scientific principles to this field would be constrained by the
limited period of observation that has been available. Gay and lesbian couples
living together openly, and official recognition of them as their children's
sole parents, comprise a very recent phenomenon, and the recency of that
phenomenon has not yet permitted any study of how those children fare as adults
and at best minimal study of how they fare during their adolescent years. The
Legislature can rationally view the state of the scientific evidence as
unsettled on the critical question it now faces: Are families headed by same-
sex parents equally successful in rearing children from infancy to adulthood as
families headed by parents of opposite sexes? Our belief that children raised by
same-sex couples should fare the same as children raised in traditional
families is just that: a passionately held but utterly untested belief. The
Legislature is not required to share that belief but may, as the creator of the
institution of civil marriage, wish to see the proof before making a fundamental
alteration to that institution.
Although
ostensibly applying the rational basis test to the civil marriage statutes, it
is abundantly apparent that the court is in fact applying some undefined
stricter standard to assess the constitutionality of the marriage statutes'
exclusion of same-sex couples. While avoiding any express conclusion as to any
of the proffered routes by which that exclusion would be subjected to a test of
strict scrutiny--infringement of a fundamental right, discrimination based on
gender, or discrimination against gays and lesbians as a suspect
classification--the opinion repeatedly alludes to those concepts in a prolonged
and eloquent prelude before articulating its view that the exclusion lacks even
a rational basis. See, e.g., ante at (noting that State Constitution is
"more protective of individual liberty and equality," demands "broader
protection for fundamental rights," and is "less tolerant of government
intrusion into the protected spheres of private life" than Federal
Constitution); ante at (describing decision to marry and choice of
marital partner as "among life's momentous acts of self-definition");
ante at-- (repeated references to "right to marry" as "fundamental");
ante at-- (repeated comparisons to statutes prohibiting interracial
marriage, which were predicated on suspect classification of race); ante
at--(characterizing ban on same-sex marriage as "invidious" discrimination that
"deprives individuals of access to an institution of fundamental legal,
personal, and social significance" and again noting that Massachusetts
Constitution "protects matters of personal liberty against government incursion"
more zealously than Federal Constitution); ante at (characterizing "whom
to marry, how to express sexual intimacy, and whether and how to establish a
family" as "among the most basic of every individual's liberty and due process
rights"); ante at ("liberty interest in choosing whether and whom to
marry would be hollow" if Commonwealth could "foreclose an individual from
freely choosing the person" to marry); ante at (opining that in
"overlapping realms of personal autonomy, marriage, family life and
child-rearing," characterized as "fundamentally private areas of life," court
uses "integrated" analysis instead of "narrow focus"). See also ante at
n. 29 (suggesting that prohibition on same-sex marriage "impose[s] limits on
personal beliefs"); ante at n. 31] (suggesting that "total deference" to
Legislature in this case would be equivalent to "strip[ping]" judiciary "of its
constitutional authority to decide challenges" in such areas as forced
sterilization, antimiscegenation statutes, and abortion, even though all cited
examples pertain to fundamental rights analyzed under strict scrutiny, not under
rational basis test); ante at (civil marriage as "a right of fundamental
importance"); ante at (noting State policy of "preventing discrimination
on the basis of sexual orientation"); ante at, (prohibition against
same-sex marriage inconsistent with "gender neutral laws promoting stable
families," and "rooted in persistent prejudices against" homosexuals);
ante at (prohibition against same-sex marriage "violated the basic
premises of individual liberty"). In short, while claiming to apply a mere
rational basis test, the court's opinion works up an enormous head of steam by
repeated invocations of avenues by which to subject the statute to strict
scrutiny, apparently hoping that that head of steam will generate momentum
sufficient to propel the opinion across the yawning chasm of the very
deferential rational basis test.
Shorn of
these emotion-laden invocations, the opinion ultimately opines that the
Legislature is acting irrationally when it grants benefits to a proven
successful family structure while denying the same benefits to a recent, perhaps
promising, but essentially untested alternate family structure. Placed in a more
neutral context, the court would never find any irrationality in such an
approach. For example, if the issue were government subsidies and tax benefits
promoting use of an established technology for energy efficient heating, the
court would find no equal protection or due process violation in the
Legislature's decision not to grant the same benefits to an inventor or
manufacturer of some new, alternative technology who did not yet have sufficient
data to prove that that new technology was just as good as the established
technology. That the early results from preliminary testing of the new
technology might look very promising, or that the theoretical underpinnings of
the new technology might appear flawless, would not make it irrational for the
Legislature to grant subsidies and tax breaks to the established technology and
deny them to the still unproved newcomer in the field. While programs that
affect families and children register higher on our emotional scale than
programs affecting energy efficiency, our standards for what is or is not
"rational" should not be bent by those emotional tugs. Where, as here, there is
no ground for applying strict scrutiny, the emotionally compelling nature of the
subject matter should not affect the manner in which we apply the rational basis
test.
Or, to the extent that the court is
going to invoke such emotion-laden and value-laden rhetoric as a means of
heightening the degree of scrutiny to be applied, the same form of rhetoric can
be employed to justify the Legislature's proceeding with extreme caution in this
area. In considering whether the Legislature has a rational reason for
postponing a dramatic change to the definition of marriage, it is surely
pertinent to the inquiry to recognize that this proffered change affects not
just a load-bearing wall of our social structure but the very cornerstone of
that structure. See post at--(Cordy, J., dissenting). Before making a
fundamental alteration to that cornerstone, it is eminently rational for the
Legislature to require a high degree of certainty as to the precise consequences
of that alteration, to make sure that it can be done safely, without either
temporary or lasting damage to the structural integrity of the entire edifice.
The court today blithely assumes that there are no such dangers and that it is
safe to proceed (see ante at--, an assumption that is not supported by
anything more than the court's blind faith that it is so.
More importantly, it is not our confidence in the lack of
adverse consequences that is at issue, or even whether that confidence is
justifiable. The issue is whether it is rational to reserve judgment on whether
this change can be made at this time without damaging the institution of
marriage or adversely affecting the critical role it has played in our society.
Absent consensus on the issue (which obviously does not exist), or unanimity
amongst scientists studying the issue (which also does not exist), or a more
prolonged period of observation of this new family structure (which has not yet
been possible), it is rational for the Legislature to postpone any redefinition
of marriage that would include same-sex couples until such time as it is certain
that that redefinition will not have unintended and undesirable social
consequences. Through the political process, the people may decide when the
benefits of extending civil marriage to same-sex couples have been shown to
outweigh whatever risks--be they palpable or ephemeral--are involved. However
minimal the risks of that redefinition of marriage may seem to us from our
vantage point, it is not up to us to decide what risks society must run, and it
is inappropriate for us to abrogate that power to ourselves merely because we
are confident that "it is the right thing to do." Ante at (Greaney, J.,
concurring).
As a matter of social history,
today's opinion may represent a great turning point that many will hail as a
tremendous step toward a more just society. As a matter of constitutional
jurisprudence, however, the case stands as an aberration. To reach the result it
does, the court has tortured the rational basis test beyond recognition. I fully
appreciate the strength of the temptation to find this particular law
unconstitutional--there is much to be said for the argument that excluding gay
and lesbian couples from the benefits of civil marriage is cruelly unfair and
hopelessly outdated; the inability to marry has a profound impact on the
personal lives of committed gay and lesbian couples (and their children) to whom
we are personally close (our friends, neighbors, family members, classmates, and
co-workers); and our resolution of this issue takes place under the intense
glare of national and international publicity. Speaking metaphorically, these
factors have combined to turn the case before us into a "perfect storm" of a
constitutional question. In my view, however, such factors make it all the more
imperative that we adhere precisely and scrupulously to the established
guideposts of our constitutional jurisprudence, a jurisprudence that makes the
rational basis test an extremely deferential one that focuses on the
rationality, not the persuasiveness, of the potential justifications for the
classifications in the legislative scheme. I trust that, once this particular
"storm" clears, we will return to the rational basis test as it has always been
understood and applied. Applying that deferential test in the manner it is
customarily applied, the exclusion of gay and lesbian couples from the
institution of civil marriage passes constitutional muster. I respectfully
dissent.
CORDY, J. (dissenting, with whom
Spina and Sosman, JJ., join).
The court's
opinion concludes that the Department of Public Health has failed to identify
any "constitutionally adequate reason" for limiting civil marriage to
opposite-sex unions, and that there is no "reasonable relationship" between a
disqualification of same-sex couples who wish to enter into a civil marriage and
the protection of public health, safety, or general welfare. Consequently, it
holds that the marriage statute cannot withstand scrutiny under the
Massachusetts Constitution. Because I find these conclusions to be unsupportable
in light of the nature of the rights and regulations at issue, the presumption
of constitutional validity and significant deference afforded to legislative
enactments, and the "undesirability of the judiciary substituting its notions of
correct policy for that of a popularly elected Legislature" responsible for
making such policy, Zayre Corp. v. Attorney Gen., 372 Mass. 423,
433 (1977), I respectfully dissent. Although it may be desirable for many
reasons to extend to same-sex couples the benefits and burdens of civil marriage
(and the plaintiffs have made a powerfully reasoned case for that extension),
that decision must be made by the Legislature, not the
court.
If a statute either impairs the
exercise of a fundamental right protected by the due process or liberty
provisions of our State Constitution, or discriminates based on a
constitutionally suspect classification such as sex, it will be subject to
strict scrutiny when its validity is challenged. See Blixt v. Blixt, 437
Mass. 649, 655-656, 660-661 (2002), cert. denied, 537 U.S. 1189 (2003)
(fundamental right); Lowell v. Kowalski, 380 Mass. 663, 666 (1980)
(sex-based classification). If it does neither, a statute "will be upheld if it
is 'rationally related to a legitimate State purpose.' " Hallett v.
Wrentham, 398 Mass. 550, 557 (1986), quoting Paro v. Longwood Hosp.,
373 Mass. 645, 649 (1977). This test, referred to in State and Federal
constitutional jurisprudence as the "rational basis test," [FN1] is virtually
identical in substance and effect to the test applied to a law promulgated under
the State's broad police powers (pursuant to which the marriage statutes and
most other licensing and regulatory laws are enacted): that is, the law is valid
if it is reasonably related to the protection of public health, safety, or
general welfare. See, e.g., Leigh v. Board of Registration in Nursing,
395 Mass. 670, 682-683 (1985) (applying rational basis review to question of
State exercise of police power).
The
Massachusetts marriage statute does not impair the exercise of a recognized
fundamental right, or discriminate on the basis of sex in violation of the equal
rights amendment to the Massachusetts Constitution. Consequently, it is subject
to review only to determine whether it satisfies the rational basis test.
Because a conceivable rational basis exists upon which the Legislature could
conclude that the marriage statute furthers the legitimate State purpose of
ensuring, promoting, and supporting an optimal social structure for the bearing
and raising of children, it is a valid exercise of the State's police
power.
A. Limiting marriage to the union
of one man and one woman does not impair the exercise of a fundamental
right. Civil marriage is an institution created by the State. In
Massachusetts, the marriage statutes are derived from English common law, see
Commonwealth v. Knowlton, 2 Mass. 530, 534 (1807), and were first enacted
in colonial times. Commonwealth v. Munson, 127 Mass. 459, 460 (1879).
They were enacted to secure public interests and not for religious purposes or
to promote personal interests or aspirations. (See discussion infra
at--). As the court notes in its opinion, the institution of marriage is "the
legal union of a man and woman as husband and wife," ante at, and it has
always been so under Massachusetts law, colonial or
otherwise.
The plaintiffs contend that
because the right to choose to marry is a "fundamental" right, the right to
marry the person of one's choice, including a member of the same sex, must also
be a "fundamental" right. While the court stops short of deciding that the right
to marry someone of the same sex is "fundamental" such that strict scrutiny must
be applied to any statute that impairs it, it nevertheless agrees with the
plaintiffs that the right to choose to marry is of fundamental importance
("among the most basic" of every person's "liberty and due process rights") and
would be "hollow" if an individual was foreclosed from "freely choosing the
person with whom to share ... the ... institution of civil marriage."
Ante at. Hence, it concludes that a marriage license cannot be denied to
an individual who wishes to marry someone of the same sex. In reaching this
result the court has transmuted the "right" to marry into a right to change the
institution of marriage itself. This feat of reasoning succeeds only if one
accepts the proposition that the definition of the institution of marriage as a
union between a man and a woman is merely "conclusory" (as suggested,
ante at [Greaney, J., concurring] ), rather than the basis on which the
"right" to partake in it has been deemed to be of fundamental importance. In
other words, only by assuming that "marriage" includes the union of two persons
of the same sex does the court conclude that restricting marriage to
opposite-sex couples infringes on the "right" of same-sex couples of "marry."
[FN2]
The plaintiffs ground their
contention that they have a fundamental right to marry a person of the same sex
in a long line of Supreme Court decisions, e.g., Turner v. Safley, 482
U.S. 78 (1987); Zablocki v. Redhail, 434 U.S. 374 (1978); Loving v.
Virginia, 388 U.S. 1 (1967); Griswold v. Connecticut, 381 U.S. 479
(1965); Skinner v. Oklahoma, 316 U.S. 535 (1942); that discuss the
importance of marriage. In context, all of these decisions and their discussions
are about the "fundamental" nature of the institution of marriage as it has
existed and been understood in this country, not as the court has redefined it
today. Even in that context, its "fundamental" nature is derivative of the
nature of the interests that underlie or are associated with it. [FN3] An
examination of those interests reveals that they are either not shared by
same-sex couples or not implicated by the marriage statutes.
Supreme Court cases that have described marriage or the right
to marry as "fundamental" have focused primarily on the underlying interest of
every individual in procreation, which, historically, could only legally occur
within the construct of marriage because sexual intercourse outside of marriage
was a criminal act. [FN4] In Skinner v. Oklahoma, supra, the first case
to characterize marriage as a "fundamental" right, the Supreme Court stated, as
its rationale for striking down a sterilization statute, that "[m]arriage and
procreation are fundamental to the very existence of the race." Id. at
541. In concluding that a sterilized individual "is forever deprived of a basic
liberty," id., the Court was obviously referring to procreation rather
than marriage, as this court recognized in Matter of Moe, 385 Mass. 555,
560 (1982). Similarly, in Loving v. Virginia, supra, in which the United
States Supreme Court struck down Virginia's antimiscegenation statute, the Court
implicitly linked marriage with procreation in describing marriage as
"fundamental to our very existence." Id. at 12. In Zablocki v.
Redhail, supra, the Court expressly linked the right to marry with the right
to procreate, concluding that "if [the plaintiff's] right to procreate means
anything at all, it must imply some right to enter the only relationship in
which the State ... allows sexual relations legally to take place." Id.
at 386. Once again, in Turner v. Safley, supra, striking a State
regulation that curtailed the right of an inmate to marry, the Court included
among the important attributes of such marriages the "expectation that [the
marriage] ultimately will be fully consummated." Id. at 96. See
Milford v. Worcester, 7 Mass. 48, 52 (1810) (purpose of marriage is "to
regulate, chasten, and refine, the intercourse between the sexes; and to
multiply [and] preserve ... the species"). Because same-sex couples are unable
to procreate on their own, any right to marriage they may possess cannot be
based on their interest in procreation, which has been essential to the Supreme
Court's denomination of the right to marry as fundamental.
Supreme Court cases recognizing a right to privacy in intimate
decision-making, e.g., Griswold v. Connecticut, supra (striking down
statute prohibiting use of contraceptives); Roe v. Wade, 410 U.S. 113
(1973) (striking down statute criminalizing abortion), have also focused
primarily on sexual relations and the decision whether or not to procreate, and
have refused to recognize an "unlimited right" to privacy. Id. at 154.
Massachusetts courts have been no more willing than the Federal courts to adopt
a "universal[ ]" "privacy doctrine," Marcoux v. Attorney Gen., 375 Mass.
63, 67 (1978), or to derive "controversial 'new' rights from the Constitution."
Aime v. Commonwealth, 414 Mass. 667, 674 n. 10
(1993).
What the Griswold Court
found "repulsive to the notions of privacy surrounding the marriage
relationship" was the prospect of "allow[ing] the police to search the sacred
precincts of marital bedrooms for telltale signs of the use of contraceptives."
Griswold v. Connecticut, supra at 485-486. See Moe v. Secretary of
Admin. & Fin., 382 Mass. 629, 658 (1981), quoting L. Tribe, American
Constitutional Law 924 (1978) (finding it "difficult to imagine a clearer case
of bodily intrusion" than being forced to bear a child). When Justice Goldberg
spoke of "marital relations" in the context of finding it "difficult to imagine
what is more private or more intimate than a husband and wife's marital
relations[hip]," Griswold v. Connecticut, supra at 495 (Goldberg, J.,
concurring), he was obviously referring to sexual relations. [FN5] Similarly, in
Lawrence v. Texas, 123 S.Ct. 2472 (2003), it was the criminalization of
private sexual behavior that the Court found violative of the petitioners'
liberty interest.
In Massachusetts
jurisprudence, protected decisions generally have been limited to those
concerning "whether or not to beget or bear a child," Matter of Moe, 385
Mass. 555, 564 (1982) (see Opinion of the Justices, 423 Mass. 1201,
1234-1235 [1996] ["focus of (the Griswold and Roe cases) and the
cases following them has been the intrusion ... into the especially intimate
aspects of a person's life implicated in procreation and childbearing"] ); how
to raise a child, see Care & Protection of Robert, 408 Mass. 52, 58,
60 (1990); or whether or not to accept medical treatment, see Brophy v. New
England Sinai Hosp., Inc., 398 Mass. 417, 430 (1986); Superintendent of
Belchertown State Sch. v. Saikewicz, 373 Mass. 728, 742 (1977), none
of which is at issue here. See also Commonwealth v. Balthazar, 366 Mass.
298, 301 (1974) (statute punishing unnatural and lascivious acts does not apply
to sexual conduct engaged in by adults in private, in light of "articulation of
the constitutional right of an individual to be free from government regulation
of certain sex related activities").
The
marriage statute, which regulates only the act of obtaining a marriage license,
does not implicate privacy in the sense that it has found constitutional
protection under Massachusetts and Federal law. Cf. Commonwealth v. King,
374 Mass. 5, 14 (1977) (solicitation of prostitution "while in a place to which
the public had access" implicated no "constitutionally protected rights of
privacy"); Marcoux v. Attorney Gen., supra at 68 (right to privacy, at
most, protects conduct "limited more or less to the hearth"). It does not
intrude on any right that the plaintiffs have to privacy in their choices
regarding procreation, an intimate partner or sexual relations. [FN6] The
plaintiffs' right to privacy in such matters does not require that the State
officially endorse their choices in order for the right to be constitutionally
vindicated.
Although some of the privacy
cases also speak in terms of personal autonomy, no court has ever recognized
such an open-ended right. "That many of the rights and liberties protected by
the Due Process Clause sound in personal autonomy does not warrant the sweeping
conclusion that any and all important, intimate, and personal decisions are so
protected...." Washington v. Glucksberg, 521 U.S. 702, 727 (1997). Such
decisions are protected not because they are important, intimate, and personal,
but because the right or liberty at stake is "so deeply rooted in our history
and traditions, or so fundamental to our concept of constitutionally ordered
liberty" that it is protected by due process. Id. Accordingly, the
Supreme Court has concluded that while the decision to refuse unwant